Uniform Securities Act

Results: 366



#Item
121Law / Case law / Tellabs /  Inc. v. Makor Issues & Rights /  Ltd. / Milberg / Central Bank of Denver v. First Interstate Bank of Denver / U.S. Securities and Exchange Commission / Financial regulation / Merrill Lynch /  Pierce /  Fenner & Smith /  Inc. v. Dabit / United States securities law / Private Securities Litigation Reform Act / Securities Litigation Uniform Standards Act

NO[removed]In the Supreme Court of the United States HALLIBURTON CO., ET AL., v.

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Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-02-18 18:13:35
122Private Securities Litigation Reform Act / Criminal law / Class action / Securities Litigation Uniform Standards Act / Lead plaintiff / Merrill Lynch /  Pierce /  Fenner & Smith /  Inc. v. Dabit / Plaintiff / Securities Exchange Act / Federal Rules of Civil Procedure / Law / United States securities law / Civil law

C:uments and Settingsal Settingsporary Internet Files7CBtimony of LeadCounsel.wpd

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
123Late-2000s financial crisis / Systemic risk / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission / Financial economics / Government / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Corporate resolution / State Corporation Commission / United States securities law

FORM U-2 UNIFORM CONSENT TO SERVICE OF PROCESS

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Source URL: dfi.wa.gov

Language: English - Date: 2006-02-10 20:10:17
124Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Custodial account / Uniform Transfers to Minors Act / Contact / Trust law / Law / Child custody / Taxation in the United States

Montana Uniform Transfers to Minors Act (UTMA): Montana Uniform Transfers to Minors Act (UTMA):

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Source URL: www.montana.edu

Language: English - Date: 2013-06-12 16:59:52
125Finance / Business / Corporate governance / United States corporate law / Private Securities Litigation Reform Act / Securities fraud / Uniform Securities Act / Sarbanes–Oxley Act / Class action / United States securities law / Law / Auditing

Securities Litigation Attorney Accountability and Transparency Act

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
126Law / Private Securities Litigation Reform Act / Securities Litigation Uniform Standards Act / Securities fraud / Securities Exchange Act / Basic Inc. v. Levinson / Securities Act / Sarbanes–Oxley Act / United States securities law / Financial regulation / Finance

No[removed]IN THE Supreme Court of the United States __________ HALLIBURTON CO. AND DAVID LESAR,

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Source URL: sblog.s3.amazonaws.com

Language: English - Date: 2014-02-08 18:07:45
127Business / Securities Exchange Act / Uniform Securities Act / U.S. Securities and Exchange Commission / Short / Financial Industry Regulatory Authority / Selling away / United States securities law / Financial system / Financial economics

GURVITC~ [removed][removed]www.sgrolaw.com

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Source URL: www.sec.gov

Language: English - Date: 2003-11-25 19:45:56
128Late-2000s financial crisis / Securities Litigation Uniform Standards Act / Financial system / Private Securities Litigation Reform Act / Financial economics / Merrill Lynch /  Pierce /  Fenner & Smith /  Inc. v. Dabit / Securities fraud / Madoff investment scandal / SEC Rule 10b-5 / United States securities law / Law / Criminal investigation

THE UNIVERSITY OF TEXAS SCHOOL OF LAW Public Law and Legal Theory Research Paper Series Number 526 The $7 Billion Stanford Ponzi Scheme: Class Litigation Against

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Source URL: securities.stanford.edu

Language: English - Date: 2013-12-05 15:15:00
129United States securities law / Finance / SEC filings / Investment / 73rd United States Congress / Securities Act / Prospectus / Registration statement / Security / United States Securities and Exchange Commission / Stock market / Financial economics

Form U-1 Uniform Application to Register Securities Application to _____________________________________ of the State of ______________________ pursuant to Section _________________________________ of the _______________

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Source URL: dfi.wa.gov

Language: English - Date: 2005-06-01 18:08:28
130United States securities law / Finance / SEC filings / Investment / 73rd United States Congress / Securities Act / Prospectus / Registration statement / Security / United States Securities and Exchange Commission / Stock market / Financial economics

Form U-1 Uniform Application to Register Securities Application to _____________________________________ of the State of ______________________ pursuant to Section _________________________________ of the _______________

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Source URL: www.state.tn.us

Language: English - Date: 2013-02-13 10:38:29
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